Navy Chaplains at the Crossroads: 

Navigating the Intersection of Free Speech, Free Exercise, Establishment, and Equal Protection

 

CDR William A. Wildhack III, CHC, USNR*

 

 

I.    INTRODUCTION: MINISTERING TOGETHER IN THE WORST OF TIMES

 

            A Jewish rabbi, a Catholic priest, a Methodist minister, and a Dutch Reformed minister once went on an ocean cruise together.  Rather than the start of a bad joke, it is instead the beginning of one of history’s most moving stories of cooperative ministry in the religiously pluralistic environment of the armed services.  The rabbi, priest, and two ministers were Army chaplains who sailed with nearly 900 other service members and crew aboard the U. S. Army Transport Dorchester as it traveled across the North Atlantic toward Europe and World War II in early 1943.[1]  Just before 1:00 a.m. on February 3, German torpedoes struck the ship, and by 1:30 a.m. the Dorchester was gone.[2] Eyewitness accounts speak of the four chaplains “calm[ing] the frightened, tend[ing] the wounded and guid[ing] the disoriented toward safety” as the ship was sinking.[3]  Having given their own lifejackets to others, the four stood on the deck of the sinking ship, linked arms, and prayed together.[4]  One account notes that as they gave away their lifejackets, “Rabbi Goode did not call out for a Jew; Father Washington did not call out for a Catholic; nor did the Reverends Fox and Poling call out for a Protestant,” but they gave the jackets to whomever was next.[5]

 

            Forty years later, on October 23, 1983, a terrorist bomb killed 241 Marines, Sailors, and Soldiers in Beirut, Lebanon.[6] In the aftermath of that tragedy, two Navy chaplains -- a Jewish rabbi and a Catholic priest -- worked tirelessly with the wounded, offering comfort, passing on information, and helping move others to safety.[7]  A third chaplain, a Protestant minister, was among the seriously wounded.[8]  As they worked together that day, the priest noticed that the rabbi had lost his kippa, the small cap worn by rabbis.[9]  As the rabbi reported:

 

[T]he Catholic chaplain, cut a circle out of his cap - a piece of camouflaged cloth which would become my temporary headcovering.  Somehow he wanted those [M]arines to know not just that we were chaplains, but that he was a Christian and that I was Jewish.  Somehow we both wanted to shout the message in a land where people were killing each other - at least partially based on the differences in religion among them - that we, we Americans still believed that we could be proud of our particular religions and yet work side by side when the time came to help others, to comfort, and to ease pain.

 

[We] worked that day as brothers.  The words from the prophet Malachi kept recurring to me—words he’d uttered some 2,500 years ago as he had looked around at fighting and cruelty and pain.  “Have we not all one Father?” he had asked.  “Has not one God created us all?”  It was painfully obvious, tragically obvious, that our world still could not show that we had learned to answer, yes.  Still, I thought, perhaps some of us can keep the question alive.  Some of us can cry out, as the [M]arines did that day, that we believe the answer is yes.[10]

 

            In their ministry, the chaplains on the Dorchester and in Beirut sought and found the “highest common denominator without compromise of conscience”[11] and ministered to all without any preferential treatment for one faith over another.  Their stories have been told in the popular media[12] and used as lessons in instructing new chaplains for years.[13]

 

            More than twenty years have passed since that horrible morning in Beirut, and more than sixty since that frigid night in the North Atlantic.  Perhaps it was easier to minister well with chaplains of other faith groups in an earlier time, but a growing number of legal actions brought in federal court by chaplains (and potential chaplains) against the Navy suggest that it is increasingly difficult to do so today.[14]  Just as the historical acts described above may have been noteworthy for remarkable cooperation shown in difficult circumstances, so may be the current allegations of cooperation lacking or compromise directed.[15]

 

A.  Cooperation Under Fire:  Litigating the Line between Cooperation and Compromise[16]

 

            As alleged in one of the cases, a senior chaplain of one Christian group declared that a junior chaplain’s style of worship, which followed the traditions of a different Christian group, was “hogwash,” and took over the service and recast it in a form more acceptable to the senior chaplain.[17]  In another allegation in the same case, one can hear an echo from the mid-nineteenth century,[18] as an Episcopalian chaplain allegedly instructed a Southern Baptist chaplain to make changes in a weekly service for which the Baptist chaplain was responsible.[19]  Allegedly, making the changes would have transformed one chaplain’s service from one conducted “according to the manner and forms of the church of which he is a member”[20] into one following the manner and forms of another chaplain’s church.[21]  Other allegations focus on a senior chaplain’s alleged criticism of the content of a chaplain’s prayers and direction that future prayers be altered,[22] another senior chaplain’s alleged direction of changes in the content of a junior chaplain’s sermons in worship,[23] various other alleged violations of the Free Exercise, Establishment, and Free Speech Clauses of the First Amendment,[24] and alleged violations of the Equal Protection Clause of the Fifth Amendment.[25]

 

            Related actions involve similar allegations filed by one Christian faith group on behalf of several of its chaplains,[26] a claim of constructive discharge resulting from a hostile environment after a chaplain refused to change the content of his sermons and other speech,[27] and alleged religious discrimination in decisions regarding potential chaplains’ applications to join the Navy.[28]  In all of the cases, a central theme is the allegation that the Navy’s categorization of various faith groups has led to favoring some groups over others, and that some groups of Christians have allegedly treated other groups of Christians particularly unfairly.[29]

 

            In 2002, one of the cases became a class action with a potential class size asserted to be over 1,000 current and former chaplains.[30]  Late in 2003, the District Court for the District of Columbia asked for memoranda from the parties regarding consolidation of all the pending cases because of the court’s view that the underlying issues in all of them are so similar.[31]

 

B.     A Fascinating Intersection, Or an Accident Waiting to Happen?

 

            While a full treatment of all the issues raised in these cases is clearly beyond the scope of a single article, an examination of just one is not.[32]  In ruling on several motions in the two cases already combined for pretrial motions,[33] Judge Ricardo Urbina observed that “[t]he issue of what restrictions the Navy may place on the content of its chaplains’ speech is a fascinating one, standing at the intersection of four major jurisprudential roads—free speech, free exercise, establishment, and equal protection.”[34]  Successful navigation of such an intersection presents several challenges to the chaplain who seeks to serve both his or her faith and the Navy, to the faith group he or she represents, to the Navy itself, and to any who would seek to offer guidance to the parties.  Just as drivers accept traffic signals and lane markers to guide free movement through an intersection, some argue Navy chaplains may have to accept some restriction on the content of their speech[35] so that the free exercise rights of all service members can be protected fully.[36]  At the same time, one court has suggested the Navy must recognize that some restrictions on speech are impermissible, and that whatever permissible restrictions it seeks to apply must be applied evenly to all or not at all.[37]

 

            In preparing to enter this fascinating intersection, Part II of this article examines the evolving role of chaplains in American military history, highlighting a shift in official responsibility from providing primarily direct ministry to a priority of protecting free exercise.  Moving closer to the intersection, Part III examines modern recognition of the “Protestant Problem”[38] and the challenges it presents.  Part IV enters the intersection, and seeks to offer some traffic signals or lane markers that fully protect a chaplain’s rights to free speech in worship while also protecting other service members’ rights to free exercise, avoid further establishment problems, and treat all chaplains equally.

 

II.  HITTING THE ROAD: HISTORICAL NOTES ON MILITARY CHAPLAINCY IN THE UNITED STATES

 

            Chaplains have been a part of our history on this continent since before the Revolutionary War.  A chaplain, Francis Fletcher, accompanied Sir Francis Drake on his famous trip around the world in the late sixteenth century, and led the first English-language Church of England worship service in the New World when the expedition landed in what is now California in the late 1570s.[39]  Other chaplains accompanied Sir Walter Raleigh and Captain John Smith on the earliest explorations of Virginia.[40]  George Washington began asking Virginia’s governor and state legislature at least as early as 1756 to appoint a chaplain for his troops, though it took some time before he received one.[41]  In 1775, one year before the signing of the Declaration of Independence, the Continental Congress authorized pay for chaplains serving the Army.[42]  In the second article of the Navy Regulations approved later that year, that same Congress also recognized the need for worship opportunities for sailors.[43] Although the first U.S. Navy chaplain known by name in Navy archives did not report aboard his first ship until 1778,[44] records of the Continental Congress in 1776 seem to assume chaplains were already present in the Continental Navy from its earliest days.[45]

 

            Interestingly, a former Army chaplain was a signer of the Constitution and member of the First Congress.[46]  It is also important to note that the First Congress approved employing chaplains “to offer daily prayers in the Congress” the same week it approved the Religion Clauses of the First Amendment[47] for submission to the states.[48]  Those who approved the Establishment Clause apparently saw no conflict between the two actions.[49]  Nor did they suggest any conflict the day after voting on the Religion Clauses when they passed a resolution calling on President Washington to declare a day of Thanksgiving “to be observed by acknowledging with grateful hearts the many and signal favours of Almighty God.”[50]  Finally, just two years later, when Congress voted in 1794 to formally establish a “United States Navy” in response to raids by Algerian pirates,[51] it included a chaplain in the crew of each ship above a certain size.[52]

 

A.        Early Questions about Worship

 

            As in our day, questions about the manner and forms of worship have also long been a part of the history of the Chaplain Corps.  Early regulations specified that the duties of chaplains included having to “read” prayers.[53]  In 1859, the Speaker of the House of Representatives asked the Secretary of the Navy whether chaplains were required to “read” prayers or follow any particular forms or ceremony in leading worship, and if the Navy had any evidence of a requirement that non-Episcopal chaplains had to follow the Episcopal liturgy.[54]  In replying, the Secretary explained that he was not aware that the instruction to “read” had ever been construed to require a literal reading from a particular prayer book, but rather as a requirement that prayers be offered aloud without specifying they be read from a book, written down by the chaplain beforehand to be read later, or offered extemporaneously.[55]

 

            To further reassure the Speaker and his colleagues in Congress, the Secretary announced a new order officially interpreting the requirement that prayers be “read” to mean that prayers be “offered,” thus leaving the chaplain free to follow the dictates of his own religious tradition.[56]  Perhaps in response to such communication with Congress, new Navy Regulations adopted in 1860 included this addition: “Every chaplain shall be permitted to conduct public worship according to the manner and forms of the church of which he may be a member.”[57]  No longer merely a regulation, that language is now in force as part of the United States Code.[58]

 

B.  Free Exercise Then and Now: The Need for Chaplains

 

            While conducting worship has always been one of a military chaplain’s duties, protecting the rights of others to freely exercise their faith also predates the Constitution and Bill of Rights.[59]  The earliest chaplains, like their modern-day counterparts, served a military population representing a variety of faith groups or no faith at all.[60]  One author asserts that the “pattern for chaplain ministry to soldiers of different religious backgrounds was set in the seventeenth century, from the time the first militia units drilled at Jamestown, Plymouth, Boston and New York.”[61]

 

            In the modern day, the responsibility for protecting free exercise rights in the broadest sense for all personnel became the chaplains’ explicit duty after the U.S. Court of Appeals for the Second Circuit announced its decision in Katcoff  v. Marsh[62] in 1985.  The court observed that the Army chaplaincy of the time, if viewed in isolation, would likely be found to violate the Establishment Clause.[63]  The court also noted, however, that neither the Establishment Clause nor the chaplaincy existed in a vacuum.[64] A history including more than 200 years of military chaplaincy, congressional action authorizing a chaplaincy before, during, and after its debate on the Religion Clauses, and Congress’ continuing support all suggest that neither the Framers nor their successors intended the Establishment Clause to preclude a government-funded military chaplaincy.[65]

 

            Perhaps most importantly for the current debate, the court suggested that the Army “could be accused of violating the Establishment Clause unless it provided [soldiers] with a chaplaincy since its conduct would amount to inhibiting religion” if the Army prevented soldiers from worshiping by deploying troops to places where religious leaders and facilities were not available.[66]  Echoing the second prong of the Supreme Court’s test in Lemon v. Kurtzman[67] for Establishment Clause questions,[68] the Second Circuit observed that if the Army did not provide chaplains, the Army would “deprive the soldier of his right under the Establishment Clause not to have religion inhibited and of his right under the Free Exercise Clause to practice his freely chosen religion.”[69]  Noting that Congress had in 1850 recognized that not providing a chaplaincy would violate soldiers’ free exercise rights,[70] that the Supreme Court, at least in dicta, seemed to assume the chaplaincy’s continuation “in order to avoid infringing free exercise guarantees,”[71] and that Congress had “from time to time . . . rejected proposals for abolition of the military chaplaincy,”[72] the Second Circuit also upheld continuation of a federally-funded military chaplaincy.[73]  Finding relevance to national defense and reasonable necessity as more appropriate standards for reviewing chaplaincy activities than Lemon’s prongs,[74] the court went so far as to say that not only did the majority of the chaplaincy’s activities meet those standards, but that “[a]s a result, the morale of our soldiers, their willingness to serve, and the efficiency of the Army as an instrument for the national defense rests in substantial part on the military chaplaincy, which is vital to our Army’s functioning.”[75]  While Katcoff limited its examination to the Army chaplaincy, it is reasonable to extend its result to the Navy Chaplain Corps and the Air Force Chaplain Service as well.[76]

 

            C.  Free Exercise Today: Modern Regulations

           

            Since Katcoff, Department of Defense (DoD) policy has emphasized protection of free exercise rights for all service members -- and others -- as a chaplain’s duty.[77]  The Secretary of the Navy, in implementing the DoD policy and assigning responsibilities for religious ministry support, defines “chaplains” first as “professionally qualified clergy of a certifying faith group who provide for the free exercise of religion for all military members of the Department of the Navy, their family members, and other authorized persons, in accordance with [DoD Directive (DODD) 1304.19].”[78]  Accordingly, the Chief of Naval Operations implements the Secretary’s policy “by providing for the free exercise of religion for all naval service members, their families, and all other authorized personnel,”[79] and declares, “Religious Ministry is the entire spectrum of professional duties performed by Navy chaplains and Religious Program Specialists[80] to provide for or facilitate the free exercise of religion and accommodates [sic] the religious practices of military personnel, their families, and other authorized personnel.”[81]  Doctrine for military operations involving forces from more than one service states plainly that “[r]eligious support includes the entire spectrum of professional duties that a chaplain provides and performs in the dual role of religious leader and staff officer . . . .  Religious support in joint operations is dedicated to . . . [m]eeting the personal free exercise of religion needs of military and other authorized members.”[82]  Finally, a duty of the Navy’s Chief of Chaplains is to “[a]dvise the Secretary of the Navy, the Chief of Naval Operations, the Commandant of the Marine Corps and the Commandant of the Coast Guard on all matters pertaining to the free exercise of religion.”[83]

 

            While chaplains have always had responsibility for protecting free exercise for all personnel, prior to Katcoff their focus was mostly on providing ministry according to the “manner and forms of the church of which he [or she] is a member.”[84]  Post-Katcoff, the directives and instructions appear to focus first on providing for free exercise by all personnel.[85]  This shift began at a time when our nation was experiencing profound changes in the practice and understanding of religion due to an explosion of new religious movements along with increasing fragmentation of traditional denominations as “individual autonomy, greater mobility, increased self-expression and experimentalism” affected both society and religion.[86]  At the same time, religion-based bias was emerging as a growing issue in the workplace.[87]  With such shifts occurring in military policy and society at large, it should not be surprising that chaplains themselves are struggling with their evolving roles.  Chaplains must balance the growing incongruity between those roles and their own faith beliefs,[88] along with what the Navy thinks it needs from its chaplains.[89]  This seems especially true as commands more and more expect chaplains to learn about -- and be able to explain -- the growing multitude of religious traditions, even as commands continue to expect chaplains to remain faithful to their own beliefs.[90]

 

III.    APPROACHING THE INTERSECTION: THE “PROTESTANT” PROBLEM [91] OF SPLIT “P” SOUP [92]

 

            This struggle among expectations, roles, and needs is most obvious not only between those chaplains the Navy labels as “Protestant” and chaplains of other faith groups represented in the Chaplain Corps, but also within the group of chaplains called “Protestant.”[93] During World War II, the Navy classified religious preference with just three categories and marked “dog tags” with a one-letter code accordingly: “C” for Catholic, “J” for Jewish, and “P” for Protestant.[94] As convenient as that was, it was overly simplistic:

 

If one was not a J or a C, one was automatically a P. Chaplains were also classified in this way.  Even a Russian Orthodox priest was categorized as a P.  The histories of the chaplaincies of each branch of the service include in the Protestant category all faith groups other than Roman Catholic, Jewish, and Orthodox.[95]

 

Although the groupings within the modern Navy Chaplain Corps have expanded to include Buddhist, Hindu, Islamic, and “other faiths,”[96] the groupings may still be overly broad.  No differentiation is made, for example, between the Sunni and Shia branches of Islam,[97] nor does the category “Jewish” take into account the differences between Orthodox, Reformed, Conservative, Reconstructionist, or other Jewish groups.[98]  Of particular interest are all the groups included under the label “Protestant,” representing perhaps 70% of all chaplains and military personnel.[99]  In common usage today, the Navy Chaplain Corps appears to distinguish between “liturgical” and “nonliturgical” groups within the category “Protestant.”[100]  Though allegations regarding that apparent division are at the heart of the current litigation,[101] even that distinction fails to go far enough.

 

            Of 116 groups currently eligible to endorse chaplains for service, the Navy considers at least 105 of them “Protestant.”[102]  It is also important to note that several of the groups listed endorse chaplains from more than one faith group, so the actual number of faith groups is higher than the number of endorsing agencies.[103]

 

            An earlier analysis of groups the Navy deemed “Protestant” noted four distinctions:

 

·        groups that recognize themselves and are recognized by others as “Protestant” (e.g., Presbyterian, Lutheran, Methodist),

·        groups that do not recognize themselves as “Protestant” but are called that by others (e.g., Baptist, Episcopalian),

·